Kentucky Public Service Commission

Order Entered: nunc pro tunc, that Coolbrook Utilities, LLC shall file with the Commission no later than September 19, 2012 a revised tariff sheet that reflects the monthly fee of $32.31 for service approved in our Order of August 30, 2012.

Final Order Entered: 1) Coolbrook's proposed monthly rate for service is denied. 2) Coolbrook's proposed monthly surcharge is denied. 3) Coolbrook is authorized to assess a monthly fee of $32.31 for service provided on and after the date of this Order. 4) Coolbrook is authorized to assess a monthly surcharge of $3.00 for a period of 12 months subject to the conditions set forth in ordering paragraphs 5 through 10. 5) Coolbrook shall not commence assessment and collection of the surcharge until the inflow and infiltration study has been performed and a copy of that study has been filed with the Commission. 6) Coolbrook shall file with the Commission no more than 45 days and no less than 30 days prior to the first billing of the surcharge a revised tariff sheets that reflects the monthly surcharge. 7) Coolbrook shall bill the surcharge as a separate line item on customer bills. 8) Every 90 days following commencement of the billing of the surcharge, Coolbrook shall file with the Commission a written report stating the amount of the surcharge billed and collected monthly while the surcharge has been in effect. 9) If, within 180 days of the date of this Order, Coolbrook has not entered into a contract for the performance of an inflow and infiltration study and that study has not begun, authorization for the monthly surcharge is vacated and Coolbrook shall immediately notify the Commission in writing.

Notice of Filing Hearing Documents

Post Hearing Brief of Coolbrook Utilities

Coolbrook Utilities Post Hearing Brief (FAX)

Attorney General's Post-Hearing Brief

Coolbrook Utilities Answers to Post Hearing Information Requests

Order Entered: (1) Coolbrook's Motion for Identification of Issues is granted. (2) The issues identified in this Order will be addressed at the scheduled hearing in this matter.

Letter identifying Commission Staff testifying at scheduled hearing

AG's Response to Coolbrook Utilities, LLC's Motion for Identification of Issues

Coolbrook's Motion for Identification of Issues

Order Entered: The hearing previously scheduled in this matter for April 3, 2012 is postponed and shall now begin at 9:00 a.m., Eastern Daylight Time, on May I0, 2012. The location of the hearing remains unchanged. 2. Coolbrook Utilities, LLC (“Coolbrook Utilities”) shall publish notice of the rescheduled hearing in accordance with 807 KAR 5:076, Section 11 3. Coolbrook Utilities bears the burden of demonstrating the reasonableness of its proposed rates and shall be prepared to address questions related to the reasonableness of those rates at the scheduled hearing. 4. All provisions of the Commission’s prior orders in this proceeding that do not conflict with the provisions of this Order remain in full effect.

Letter to Parties Filing E-mail Traffic into Record

Coolbrook Utilities, LLC's List of Witnesses (FAX)

Coolbrook Utilities, LLC's List of Witnesses (Original)

Order Entered: Coolbrook’s request for an informal Conference and postponement is denied

Attorney General's Notice Regarding Commission Staff Report

Coolbrook Utilities, LLC's Objections to Commission Staff's Report

Notice of Filing of Commission Staff Report

Coolbrook Utilities Response to data request

Coolbrook Utilities Response to DR RE Time Tracking Entries

Coolbrook Utilities Answers to Commission Staff's 1st Request for Information

Order Entered: 1. Coolbrook’s Motion for Extension of Time is granted in part and denied in part. 2. Coolbrook shall file its responses to Commission Staffs First Request for Information with the Commission no later than February 13, 2012. 3. The procedural schedule set out in the Commission’s Order of January 20, 2012 is vacated in its entirety and is replaced with the procedural schedule set forth in this Order. 4. No later than March 5, 2012, Commission Staff shall file with the Commission and serve upon all parties of record a report containing its findings and recommendations on Coolbrook’s application. 5. The parties shall file with the Commission any written comments on and any objections to the findings and recommendations contained in the Commission Staff Report no later than March 19’ 2012. 6. A party’s failure to file a written objection to a finding or recommendation contained in the Staff Report by March 19, 2012 shall be deemed as agreement with that finding or recommendation. 7. Each party shall file with the Commission, no later than March 26, 2012, a list of the witnesses that it intends to call at the scheduled hearing and a summary of each witness’s expected testimony. 8. A formal hearing shall be held in this matter beginning at 1O:OO a.m., on April 3, 2012 at the Commission’s offices. 9. Coolbrook shall publish notice of the scheduled hearing. 10 . Pursuant to KRS 278.360, the record of the formal hearing shall be by videotape.

Coolbrook Utilities Motion for Extension of Time

COMMISSION STAFF’S FIRST REQUEST FOR INFORMATION TO COOLBROOK UTILITIES, LLC.

Notice of Entry of Appearance of Counsel

Coolbrook Utilities, LLC's Copies of Entries from Daily Activity Log Book

Order Entered: 1. No later than February 22, 2012, Commission Staff shall file with the Commission and serve upon all parties of record a report containing its findings and recommendations on Coolbrook’s application. 2. The parties shall file with the Commission any written comments on and any objections to the findings and recommendations contained in the Commission Staff Report no later than March 7, 2012. Any party may file with such submission any additional evidence for the Commission’s consideration. 3. A party’s failure to file a written objection to a finding or recommendation contained in the Staff Report by March 7, 2012 shall be deemed as agreement with that finding or recommendation. 4. An informal conference shall be held in this matter on March 16, 2012 at 1O:OO a.m., Eastern Standard Time, at the Commission’s offices at 21 1 Sower Boulevard, Frankfort, Kentucky for the purpose of discussing the findings and recommendations contained in the Commission Staff report and any objections of the parties to those findings and recommendations. 5. Each party shall file with the Commission, no later than March 26, 2012, a list of the witnesses that it intends to call at the scheduled hearing and a summary of each witness’s expected testimony. 6. A formal hearing shall be held in this matter beginning at 1O:OO a.m., Eastern Daylight Time, on April 3, 2012 at the Commission’s offices at 211 Sower Boulevard, Frankfort, Kentucky. 7. Coolbrook shall publish notice of the sched

Order Entered: that the motion is granted, and the Attorney General is hereby made a party to these proceedings.

Attorney General's Motion to Intervene

Order Entered: 1. This proceeding is established to investigate the reasonableness of Coolbrook’s proposed rates. 2. Coolbrook’s proposed rates are suspended for a period of five months, from December 1,201 1 through April 30,2012. 3. No later than February 1, 2012, Commission Staff shall file with the Commission and serve upon all parties of record a report containing its findings and recommend at ions on Coolbrook’s application . 4. The parties shall file with the Commission their written comments on and any objections to the findings and recommendations contained in the Commission Staff Report no later than February 15, 2012, or 14 days after the date of the filing of the Commission Staff Report, whichever occurs earlier. Any party may file with such submission any additional evidence for the Commission’s consideration. 5. A party’s failure to file written objections to a finding or recommendation contained in the Staff Report by February 15, 2012, or 14 days after the date of the filing of the Commission Staff Report, whichever occurs earlier, shall be deemed as agreement with that finding or recommendation. 6. No later than February 15, 2012, or 14 days after the date of the filing of the Commission Staff Report, whichever occurs earlier, each party shall notify the Commission in writing whether this matter may be submitted for decision based upon the existing record and without hearing. 7. An informal conference shall be held in this matter on February 29, 2012 a

Order Entered: (1) The social security numbers, employer tax identification numbers, and loan identification numbers contained in Coolbrook’s application shall be afforded confidential treatment. (2) The Executive Director shall remove Coolbrook’s application from the Commission’s public files and shall substitute a copy in which all social security numbers, employer tax identification numbers, and loan identification numbers have been redacted.

Coolbrook Utilities Notice of Hand Delivery of Rate Case Filing to AG on 103111

No Deficiency Letter

Acknowledge Receipt of Filing

ALTERNATIVE RATE ADJUSTMENT FILING OF COOLBROOK UTILITIES, LLC